Tsoi, Yiu Ting 蔡耀庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2003-11-25 | 2004-02-12 |
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2013-02-27 | Rep | Advising on securities | 2012-01-13 | 2013-02-27 | Rep | Dealing in securities | 2012-01-13 | 2013-02-27 | RO | Advising on corporate finance | 2013-02-27 | 2016-03-23 | RO | Advising on securities | 2013-02-27 | 2016-03-23 | RO | Dealing in securities | 2013-02-27 | 2016-03-23 |
3 | Paradigm Advisors Holdings (Hong Kong) Limited | RO | Advising on corporate finance | 2019-12-11 | 2021-11-30 | RO | Advising on securities | 2019-12-11 | 2021-11-30 |
4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2006-09-12 | 2010-01-25 | Rep | Dealing in securities | 2006-09-12 | 2010-01-25 |
5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-23 | 2006-07-11 | Rep | Dealing in securities | 2004-02-26 | 2006-07-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy