Sham C, Roah Heuk Wai 沈卓維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-03-25 | 2014-10-15 |
| 2 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-01-26 | 2014-10-15 | METRO CAPITAL SECURITIES LIMITED | Rep | 2017-01-03 | 2017-12-28 |
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