Ho, Alberta Ming Wai 何明蕙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DELTA ASIA SECURITIES LIMITED Rep Dealing in securities 2014-06-11 2014-09-29
2 KGI ASIA LIMITED Rep Dealing in securities 2014-10-10 2015-12-25
3 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2015-03-16 2015-12-25
4 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED Rep Advising on securities 2005-05-24 2006-08-22

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