Choon, Yew Khee 秦耀奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2013-11-07 | 2013-12-11 | Rep | Dealing in securities | 2013-11-07 | 2013-12-11 | RO | Advising on securities | 2013-12-11 | 2017-04-07 | RO | Dealing in securities | 2013-12-11 | 2017-04-07 |
| 2 | LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2008-11-20 | 2013-11-01 | RO | Dealing in securities | 2008-11-20 | 2013-11-01 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on corporate finance | 2004-08-17 | Rep | Asset management | 2004-08-17 | Rep | Advising on securities | 2004-10-27 | RO | Advising on securities | 2004-10-27 | 2006-07-15 | Rep | Asset management | 2004-12-03 | 2005-10-25 | RO | Asset management | 2005-10-25 | 2006-07-15 | RO | Dealing in securities | 2005-10-31 | 2006-07-15 |
| 4 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-17 | Rep | Asset management | 2004-08-17 | Rep | Advising on securities | 2004-10-27 | Rep | Dealing in securities | 2004-10-27 | RO | Advising on securities | 2004-10-27 | 2006-07-15 | RO | Dealing in securities | 2004-10-27 | 2006-07-15 | Rep | Asset management | 2004-12-03 | 2005-10-25 | RO | Asset management | 2005-10-25 | 2006-07-15 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-07-24 | 2008-03-05 | Rep | Dealing in securities | 2006-07-24 | 2008-03-05 |
| 6 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-07-25 | 2008-03-05 |
| 7 | Wisetrade Securities Limited | RO | Dealing in securities | 2018-10-24 | 2021-07-28 |
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