Ho, Lok Shan (SFC:BJP426) 何樂山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Capital Limited (HK) | Rep | Advising on securities | 2018-07-31 | 2019-05-31 | Rep | Dealing in securities | 2018-08-07 | 2018-10-02 | Rep | Advising on corporate finance | 2018-08-07 | 2019-05-31 | RO | Dealing in securities | 2018-10-02 | 2019-05-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-09-24 | Rep | Dealing in securities | 2024-09-24 | Rep | Asset management | 2024-10-30 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-09-24 | Rep | Dealing in securities | 2024-09-24 | Rep | Asset management | 2024-10-30 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-05-22 | 2017-08-27 | Rep | Dealing in securities | 2017-05-22 | 2017-08-27 |
| 5 | ODYSSEY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-10-03 | 2018-06-05 | RO | Dealing in securities | 2018-03-26 | 2018-06-05 |
| 6 | OurCrowd Capital (HK) Limited | RO | Advising on securities | 2023-09-29 | 2024-08-15 | RO | Dealing in securities | 2023-09-29 | 2024-08-15 |
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