Tsang, Andrew Chung Lam 曾忠林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2011-06-20 | 2011-08-14 | Rep | Asset management | 2011-06-20 | 2011-08-14 |
| 2 | CVP Capital Limited (HK) | Rep | Advising on corporate finance | 2018-10-25 | 2019-01-11 | Rep | Advising on securities | 2018-10-25 | 2019-01-11 | Rep | Dealing in securities | 2018-10-25 | 2019-01-11 | RO | Advising on corporate finance | 2019-01-11 | 2019-10-24 | RO | Advising on securities | 2019-01-11 | 2019-10-24 | RO | Dealing in securities | 2019-01-11 | 2019-10-24 |
| 3 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2011-09-20 | 2015-10-14 | Rep | Advising on securities | 2011-09-20 | 2015-10-14 | Rep | Dealing in securities | 2011-09-20 | 2015-10-14 |
| 4 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on corporate finance | 2016-03-14 | 2017-01-31 | RO | Advising on securities | 2016-03-14 | 2017-01-31 | RO | Dealing in securities | 2016-03-14 | 2017-01-31 |
| 5 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2019-11-22 | 2020-01-15 | Rep | Advising on securities | 2019-11-22 | 2020-01-15 | Rep | Dealing in securities | 2019-11-22 | 2020-01-15 | RO | Advising on corporate finance | 2020-01-15 | 2021-10-31 | RO | Advising on securities | 2020-01-15 | 2021-10-31 | RO | Dealing in securities | 2020-01-15 | 2021-10-31 |
| 6 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2010-12-31 | 2011-04-19 | RO | Advising on corporate finance | 2010-12-31 | 2011-04-19 |
| 7 | MUSHK Limited | Rep | Advising on securities | 2004-08-27 | Rep | Asset management | 2004-08-27 | Rep | Advising on corporate finance | 2005-04-18 | RO | Advising on corporate finance | 2005-04-18 | 2005-10-10 |
| 8 | Wilson International Capital Limited | Rep | Advising on corporate finance | 2018-06-20 | 2018-06-28 | RO | Advising on corporate finance | 2018-06-28 | 2018-09-30 |
| 9 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2018-06-20 | 2018-06-28 | Rep | Dealing in securities | 2018-06-20 | 2018-06-28 | RO | Advising on securities | 2018-06-28 | 2018-09-30 | RO | Dealing in securities | 2018-06-28 | 2018-09-30 |
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