Poon, Ting Kei 潘定基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Dealing in futures contracts | 2003-05-16 | Rep | Dealing in futures contracts | 2006-03-17 | 2006-12-09 |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-30 | 2005-02-04 |
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