Ngan, Wing Ho 顏永豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-02-27 | 2014-03-15 | Rep | Dealing in securities | 2014-02-27 | 2014-03-15 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-27 | 2014-03-15 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-28 | 2014-08-05 | RO | Advising on corporate finance | 2014-08-05 | 2015-06-02 | RO | Dealing in securities | 2014-08-05 | 2015-06-02 | Rep | Advising on securities | 2014-08-21 | 2015-06-02 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2009-02-27 | 2010-11-17 | Rep | Dealing in securities | 2009-02-27 | 2010-11-17 | RO | Advising on corporate finance | 2010-11-17 | 2011-01-01 | RO | Dealing in securities | 2010-11-17 | 2011-01-01 |
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