Lee, Mei Ling (SFC:AFR791) 李美玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2015-03-04 | 2015-12-03 | Rep | Dealing in securities | 2015-03-04 | 2015-12-03 | Rep | Asset management | 2015-05-14 | 2015-12-03 |
| 2 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2022-10-31 | 2023-07-14 | Rep | Asset management | 2022-10-31 | 2023-07-14 | Rep | Dealing in securities | 2022-10-31 | 2023-07-14 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-01-15 | 2008-08-08 | Rep | Asset management | 2005-01-15 | 2008-08-08 | Rep | Dealing in securities | 2007-04-10 | 2008-08-08 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-01-15 | 2008-08-08 |
| 5 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on corporate finance | 2003-09-16 | Rep | Advising on securities | 2003-09-16 | Rep | Asset management | 2003-09-16 |
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