Yiu, Wai Wan 姚慧韞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-04-07 | 2005-05-26 |
2 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2005-02-01 | |
3 | Lion Global Financial Limited | Rep | Advising on securities | 2005-07-06 | 2006-06-15 |
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