Lam, Kar Wai 林家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Automated trading services | 2003-09-08 | Rep | Advising on corporate finance | 2004-05-15 | Rep | Advising on securities | 2004-05-15 | Rep | Asset management | 2004-05-15 | Rep | Dealing in securities | 2008-03-03 | Rep | Dealing in futures contracts | 2005-11-07 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2009-12-31 | Rep | Dealing in securities | 2007-09-12 | 2009-12-31 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2023-08-23 | |
| 4 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2023-08-23 | |
| 5 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2023-08-23 | Rep | Dealing in securities | 2023-08-23 |
| 6 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-04-27 | 2015-12-22 |
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