Wong, Alice Hoi Sze 王凱詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Dealing in securities | 2004-03-02 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-09-24 | 2008-11-21 | Rep | Dealing in securities | 2007-09-24 | 2008-11-21 |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2007-08-07 | Rep | Advising on securities | 2005-04-27 | 2007-08-07 | Rep | Dealing in securities | 2005-04-27 | 2007-08-07 |
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