Luk, Michael Wai Hoe
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLVSIN CAPITAL LIMITED | Rep | Advising on securities | 2020-11-23 | 2021-01-07 | Rep | Dealing in securities | 2020-11-23 | 2021-01-07 | RO | Asset management | 2021-01-07 | 2021-08-05 | RO | Advising on securities | 2021-01-07 | 2023-08-31 | RO | Dealing in securities | 2021-01-07 | 2023-08-31 | Rep | Asset management | 2021-08-05 | 2023-08-31 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-03-12 | 2018-08-27 | Rep | Advising on securities | 2018-03-12 | 2018-08-27 | RO | Advising on corporate finance | 2018-08-27 | 2019-08-21 | RO | Advising on securities | 2018-08-27 | 2019-08-21 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2018-03-12 | 2018-08-27 | Rep | Dealing in securities | 2018-03-12 | 2018-08-27 | RO | Advising on securities | 2018-08-27 | 2019-08-21 | RO | Dealing in securities | 2018-08-27 | 2019-08-21 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-06-01 | 2011-08-17 | Rep | Advising on securities | 2010-06-01 | 2011-08-17 | Rep | Dealing in securities | 2010-06-01 | 2011-08-17 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-06-01 | 2011-08-17 | Rep | Advising on securities | 2010-06-01 | 2011-08-17 | Rep | Dealing in securities | 2010-06-01 | 2011-08-17 |
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