Lam, Wai Leung (SFC:AFS532) 林偉亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-09-17 | 2022-07-07 | Rep | Dealing in securities | 2014-09-17 | 2022-07-07 |
| 2 | FORE ASIA, LIMITED | Rep | Advising on securities | 2005-12-23 | 2006-06-01 | Rep | Asset management | 2005-12-23 | 2006-06-01 | RO | Advising on securities | 2006-06-01 | 2007-10-20 | RO | Asset management | 2006-06-01 | 2007-10-20 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-01-11 | 2014-06-09 |
| 4 | TRISKELE CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2009-06-10 | 2011-12-31 | Rep | Asset management | 2009-06-10 | 2011-12-31 |
| 5 | WHARTON INVESTMENT ADVISORS LIMITED | Rep | Advising on corporate finance | 2004-03-19 | Rep | Dealing in securities | 2004-03-19 | Rep | Advising on futures contracts | 2005-10-19 | Rep | Advising on securities | 2005-10-19 | Rep | Asset management | 2005-10-19 |
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