Chen, Craig Hong Chu 陳宏初
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Asset management | 2006-05-02 | 2007-06-29 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-07-04 | 2007-06-29 |
| 3 | DWS Investments Hong Kong Limited | Rep | Asset management | 2007-07-10 | 2009-09-01 | Rep | Advising on securities | 2007-08-31 | 2009-09-01 |
| 4 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-08-07 | 2015-09-25 | Rep | Asset management | 2015-08-07 | 2015-09-25 | RO | Advising on securities | 2015-09-25 | 2020-12-14 | RO | Asset management | 2015-09-25 | 2020-12-14 | RO | Dealing in securities | 2015-09-25 | 2020-12-14 |
| 5 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2009-09-01 | 2010-09-07 | Rep | Asset management | 2009-09-01 | 2010-09-07 |
| 6 | HuaAn Asset Management (Hong Kong) Limited | RO | Advising on securities | 2010-12-01 | 2013-02-28 | RO | Asset management | 2010-12-01 | 2013-02-28 |
| 7 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2013-03-19 | 2013-05-07 | Rep | Asset management | 2013-03-19 | 2013-05-07 | RO | Advising on securities | 2013-05-07 | 2015-08-01 | RO | Asset management | 2013-05-07 | 2015-08-01 |
| 8 | VICTORY SECURITIES COMPANY LIMITED | Rep | Asset management | 2024-03-04 |
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