Wong, Dorothy Wai Han 黃慧嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2008-07-07 | |
| 2 | Awaken Thunder Capital Limited | RO | Advising on securities | 2019-03-11 | 2019-07-02 | RO | Asset management | 2019-03-11 | 2019-07-02 | RO | Dealing in securities | 2019-03-11 | 2019-07-02 |
| 3 | GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED | RO | Advising on securities | 2016-11-09 | 2017-07-31 | RO | Asset management | 2016-11-09 | 2017-07-31 |
| 4 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-10-19 | 2016-04-28 | Rep | Advising on securities | 2012-08-22 | 2016-04-28 | Rep | Asset management | 2012-08-22 | 2016-04-28 |
| 5 | Regan International Asset Management Limited | RO | Advising on securities | 2017-08-03 | 2018-07-31 | RO | Asset management | 2017-08-03 | 2018-07-31 |
| 6 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2008-09-16 | 2011-08-01 |
| 7 | VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-07-29 | 2019-08-12 | Rep | Asset management | 2019-07-29 | 2019-08-12 | RO | Advising on securities | 2019-08-12 | 2020-12-31 | RO | Asset management | 2019-08-12 | 2020-12-31 |
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