Chan, Tat Wai (SFC:AFS989) 陳達威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-09-23 | |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2003-09-23 | |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Asset management | 2003-09-23 | |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-05-07 | |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-02 | 2006-05-07 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-12-17 | 2008-12-01 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-12-17 | 2008-12-01 |
| 8 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-05-21 | 2010-06-18 |
| 9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-05-21 | 2010-06-18 |
| 10 | Innovest Asset Management Limited | Rep | Advising on securities | 2019-08-21 | |
| 11 | Innovest Asset Management Limited | Rep | Asset management | 2019-08-21 | |
| 12 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2019-08-21 | 2022-07-01 |
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