Kan, Phyllis Lai Ping 簡麗萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2005-01-17 | Rep | Advising on securities | 2005-01-17 | Rep | Asset management | 2005-01-17 | RO | Advising on corporate finance | 2005-01-17 | 2007-03-06 | RO | Advising on securities | 2005-01-17 | 2007-03-06 | RO | Asset management | 2005-01-17 | 2007-03-06 |
| 2 | ASIA INVESTMENT RESEARCH LIMITED | RO | Advising on corporate finance | 2005-01-17 | 2005-03-15 | RO | Advising on securities | 2005-01-17 | 2007-03-06 | RO | Asset management | 2005-01-17 | 2007-03-06 |
| 3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2003-11-12 | Rep | Advising on securities | 2003-11-12 | Rep | Asset management | 2003-11-12 |
| 4 | Regal Portfolio Management Limited (HK) | RO | Asset management | 2007-03-06 | 2008-04-01 |
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