Diao, Yang (SFC:AFT479) 刁揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-10-29 | 2014-11-20 | Rep | Advising on securities | 2014-10-29 | 2014-11-20 | Rep | Dealing in securities | 2014-10-29 | 2014-11-20 | RO | Advising on corporate finance | 2014-11-20 | 2016-04-18 | RO | Advising on securities | 2014-11-20 | 2016-04-18 | RO | Dealing in securities | 2014-11-20 | 2016-04-18 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on corporate finance | 2012-03-01 | 2014-07-18 | RO | Advising on securities | 2012-03-01 | 2014-07-18 | RO | Dealing in securities | 2012-03-01 | 2014-07-18 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2005-07-27 | 2006-04-22 | Rep | Dealing in securities | 2005-07-27 | 2006-04-22 |
| 4 | Paradigm Advisors Holdings (Hong Kong) Limited | RO | Advising on corporate finance | 2019-12-11 | RO | Advising on securities | 2019-12-11 |
| 5 | Parantoux Capital Limited | RO | Asset management | 2016-09-01 | 2017-03-31 | Rep | Asset management | 2017-03-31 | 2018-11-09 |
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