Ho, Agnes Yuen Yee 何婉兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2004-05-28 | 2004-12-08 | Rep | Asset management | 2004-05-28 | 2004-12-08 | Rep | Dealing in securities | 2004-05-28 | 2004-12-08 | RO | Advising on securities | 2004-12-08 | 2005-08-29 | RO | Asset management | 2004-12-08 | 2005-08-29 | RO | Dealing in securities | 2004-12-08 | 2005-08-29 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-05-27 | Rep | Advising on securities | 2004-05-27 | Rep | Asset management | 2004-05-27 | Rep | Automated trading services | 2004-05-27 | Rep | Dealing in securities | 2004-05-27 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2005-08-29 | 2007-05-02 | Rep | Dealing in securities | 2005-08-29 | 2007-05-02 |
| 4 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2008-02-25 | 2012-01-31 |
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