Stephens, John William

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 SATTVA INVESTMENT ADVISORS LIMITED RO Advising on futures contracts 2003-10-30 2007-05-18
DEUTSCHE SECURITIES ASIA LIMITED Rep 2017-05-17 2017-12-15
DEUTSCHE SECURITIES ASIA LIMITED RO 2017-12-15 2019-12-03
Credit Suisse (Hong Kong) Limited Rep 2020-01-22 2020-04-02
Credit Suisse (Hong Kong) Limited RO 2020-04-02 2023-09-20
2 SATTVA INVESTMENT ADVISORS LIMITED RO Advising on securities 2003-10-30 2007-05-18
DEEPHAVEN ASIA LIMITED Rep 2007-06-04 2009-02-24
MF Securities Hong Kong Limited Rep 2010-05-03 2010-07-12
Knight Capital Asia Limited Rep 2010-09-09 2011-01-05
Knight Capital Asia Limited RO 2011-01-05 2011-08-04
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep 2013-06-11 2013-07-26
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED RO 2013-07-26 2013-08-17
Credit Suisse (Hong Kong) Limited Rep 2020-02-04 2020-04-02
Credit Suisse (Hong Kong) Limited RO 2020-04-02 2023-09-20
UBS SECURITIES ASIA LIMITED Rep 2023-10-09
3 DEEPHAVEN ASIA LIMITED Rep Asset management 2007-07-09 2009-02-24
AM Investment Partners HK, Limited Rep 2009-06-25 2009-09-30
4 Knight Capital Asia Limited Rep Dealing in securities 2010-09-09 2011-08-04
Credit Agricole Securities (Asia) Limited Rep 2012-08-07 2012-11-13
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep 2013-06-11 2013-08-17

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top