Tam, Peter Kin Keung 譚健強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-02-23 | |
2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2004-02-23 | |
3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Asset management | 2004-02-23 | |
4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Automated trading services | 2004-02-23 | |
5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-02-23 | |
6 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2004-02-27 | 2004-05-27 |
7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-04 | 2005-06-28 |
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