Lee, Won Jong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-03-24 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2005-03-24 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-05 | |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-10-12 | 2015-06-26 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-10-12 | 2015-06-26 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2012-10-12 | 2015-06-26 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2012-10-12 | 2015-06-26 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-10-12 | 2015-06-26 |
| 10 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-10-12 | 2015-06-26 |
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