Long, David Nicholas (SFC:AFU334)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Automated trading services | 2003-12-02 | RO | Dealing in securities | 2007-01-31 | RO | Advising on securities | 2003-12-02 | 2007-01-31 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Automated trading services | 2005-02-15 | RO | Dealing in securities | 2007-01-31 | RO | Advising on securities | 2003-12-02 | 2007-01-31 |
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