Li, Eric Ting Ho 李廷荷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-10-14 | |
| 2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2003-10-21 | 2009-11-16 |
| 3 | FIRST SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-10-09 | |
| 4 | FIRST SECURITIES (HK) LIMITED | Rep | Asset management | 2003-10-09 | |
| 5 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-10-14 | |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2003-10-21 | 2009-11-16 |
| 7 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2014-01-10 | 2014-02-10 |
| 8 | INTEGRITY SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-02 | 2015-06-18 |
| 9 | China Jianxin Financial Services Limited | RO | Advising on securities | 2010-05-10 | 2011-07-24 |
| 10 | Hong Kong Securities (International) Company Limited | RO | Advising on securities | 2014-03-06 | 2015-05-12 |
| 11 | China Jianxin Financial Services Limited | RO | Dealing in securities | 2009-11-18 | 2011-07-24 |
| 12 | KINGKEY SECURITIES GROUP LIMITED | RO | Dealing in securities | 2011-07-27 | 2013-11-13 |
| 13 | Hong Kong Securities (International) Company Limited | RO | Dealing in securities | 2014-02-10 | 2015-05-12 |
| 14 | INTEGRITY SECURITIES LIMITED | RO | Dealing in securities | 2015-06-18 | 2023-07-18 |
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