Yang, Jian (SFC:AFU682) 羊健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BD Consultraining Limited | RO | Asset management | 2017-03-21 | 2018-08-28 |
| 2 | CHINA EAGLE ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-07-06 | 2016-10-31 |
| 3 | PRIME CAPITAL MANAGEMENT COMPANY LIMITED | RO | Asset management | 2004-09-15 | 2007-03-05 | RO | Advising on securities | 2005-05-24 | 2007-03-05 |
| 4 | PUREHEART CAPITAL ASIA LIMITED | Rep | Advising on securities | 2007-08-20 | 2007-09-04 | Rep | Asset management | 2007-08-20 | 2007-09-04 | RO | Advising on securities | 2007-09-04 | 2008-04-17 | RO | Asset management | 2007-09-04 | 2008-04-17 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2005-06-21 | RO | Advising on corporate finance | 2004-05-25 | 2005-11-21 | RO | Advising on securities | 2004-05-25 | 2005-11-21 | RO | Asset management | 2004-05-25 | 2005-11-21 |
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