To, Tsz Wai 杜子偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2005-02-07
DAIWA SECURITIES SMBC (ASIA) LIMITED Rep 2005-02-07
2 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2005-02-07
HAMON ASSET MANAGEMENT LIMITED Rep 2006-06-08 2008-06-16
HAMON INVESTMENT MANAGEMENT LIMITED Rep 2006-06-08 2008-06-16
HAMON ASSET MANAGEMENT LIMITED RO 2008-06-16 2010-07-31
HAMON INVESTMENT MANAGEMENT LIMITED RO 2008-06-16 2010-07-31
3 Daiwa Capital Markets Hong Kong Limited Rep Advising on securities 2005-02-07
DAIWA SECURITIES SMBC (ASIA) LIMITED Rep 2005-02-07
HAMON ASSET MANAGEMENT LIMITED Rep 2005-05-18 2008-06-16
HAMON INVESTMENT MANAGEMENT LIMITED Rep 2005-05-18 2008-06-16
HAMON ASIAN ADVISORS LIMITED RO 2008-06-16 2010-07-31
HAMON ASSET MANAGEMENT LIMITED RO 2008-06-16 2010-07-31
HAMON INVESTMENT MANAGEMENT LIMITED RO 2008-06-16 2010-07-31
Ginger Capital Advisory Limited RO 2011-06-01 2013-07-19
4 Daiwa Capital Markets Hong Kong Limited Rep Asset management 2005-02-07
DAIWA SECURITIES SMBC (ASIA) LIMITED Rep 2005-02-07
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep 2005-02-07
HAMON ASSET MANAGEMENT LIMITED Rep 2005-05-18 2008-06-16
HAMON INVESTMENT MANAGEMENT LIMITED Rep 2005-05-18 2008-06-16
HAMON ASIAN ADVISORS LIMITED RO 2008-06-16 2010-07-31
HAMON ASSET MANAGEMENT LIMITED RO 2008-06-16 2010-07-31
HAMON INVESTMENT MANAGEMENT LIMITED RO 2008-06-16 2010-07-31
Ginger Capital Advisory Limited RO 2011-06-01 2013-07-19
VL ASSET MANAGEMENT LIMITED RO 2020-09-08
5 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-03-10
6 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2005-03-10
DAIWA SECURITIES SMBC (ASIA) LIMITED Rep 2005-02-07

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