To, Tsz Wai 杜子偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 VL ASSET MANAGEMENT LIMITED RO Asset management 2020-09-08
2 HAMON INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2005-05-18 2008-06-16
Rep Asset management 2005-05-18 2008-06-16
Rep Advising on futures contracts 2006-06-08 2008-06-16
RO Advising on futures contracts 2008-06-16 2010-07-31
RO Advising on securities 2008-06-16 2010-07-31
RO Asset management 2008-06-16 2010-07-31
3 HAMON ASSET MANAGEMENT LIMITED Rep Advising on securities 2005-05-18 2008-06-16
Rep Asset management 2005-05-18 2008-06-16
Rep Advising on futures contracts 2006-06-08 2008-06-16
RO Advising on futures contracts 2008-06-16 2010-07-31
RO Advising on securities 2008-06-16 2010-07-31
RO Asset management 2008-06-16 2010-07-31
4 HAMON ASIAN ADVISORS LIMITED RO Advising on securities 2008-06-16 2010-07-31
RO Asset management 2008-06-16 2010-07-31
5 Ginger Capital Advisory Limited RO Advising on securities 2011-06-01 2013-07-19
RO Asset management 2011-06-01 2013-07-19
6 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in futures contracts 2005-03-10
7 DAIWA SECURITIES SMBC (ASIA) LIMITED Rep Advising on corporate finance 2005-02-07
Rep Advising on securities 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in securities 2005-02-07
8 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2005-02-07
Rep Advising on securities 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in securities 2005-03-10

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