To, Tsz Wai 杜子偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | VL ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-09-08 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2005-02-07 | |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2005-02-07 | |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Asset management | 2005-02-07 | |
| 5 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | 2005-02-07 | |
| 6 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on securities | 2005-02-07 | |
| 7 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Asset management | 2005-02-07 | |
| 8 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Dealing in securities | 2005-02-07 | |
| 9 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2005-02-07 | |
| 10 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Asset management | 2005-02-07 | |
| 11 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-03-10 | |
| 12 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-03-10 | |
| 13 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-18 | 2008-06-16 |
| 14 | HAMON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-05-18 | 2008-06-16 |
| 15 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-18 | 2008-06-16 |
| 16 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2005-05-18 | 2008-06-16 |
| 17 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-06-08 | 2008-06-16 |
| 18 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-06-08 | 2008-06-16 |
| 19 | HAMON ASIAN ADVISORS LIMITED | RO | Advising on securities | 2008-06-16 | 2010-07-31 |
| 20 | HAMON ASIAN ADVISORS LIMITED | RO | Asset management | 2008-06-16 | 2010-07-31 |
| 21 | HAMON ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-06-16 | 2010-07-31 |
| 22 | HAMON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2008-06-16 | 2010-07-31 |
| 23 | HAMON ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-06-16 | 2010-07-31 |
| 24 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-06-16 | 2010-07-31 |
| 25 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2008-06-16 | 2010-07-31 |
| 26 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2008-06-16 | 2010-07-31 |
| 27 | Ginger Capital Advisory Limited | RO | Advising on securities | 2011-06-01 | 2013-07-19 |
| 28 | Ginger Capital Advisory Limited | RO | Asset management | 2011-06-01 | 2013-07-19 |
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