Ho, Ronnie Chi Long 何智朗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2010-06-22 | 2010-10-08 | Rep | Asset management | 2010-06-22 | 2010-10-08 | Rep | Dealing in securities | 2010-06-22 | 2010-10-08 |
2 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2010-10-14 | 2011-04-21 |
3 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-06-05 | 2015-11-01 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2007-02-06 |
5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-25 | 2007-02-06 |
6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-05-19 | 2007-02-06 |
7 | PINERION ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-11-03 | 2020-02-04 | RO | Asset management | 2020-02-04 |
8 | PINERION INVESTMENT ADVISORY LIMITED | RO | Advising on securities | 2020-02-04 | 2021-02-25 | Rep | Advising on securities | 2021-02-25 | 2022-11-22 | RO | Advising on securities | 2022-11-22 |
9 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-04-04 | 2009-08-01 | Rep | Asset management | 2007-04-04 | 2009-08-01 | Rep | Dealing in securities | 2007-11-07 | 2009-08-01 |
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