Yu, Ming Lai 余明麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2006-06-01 | 2007-08-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2003-08-15 | 2006-04-10 | RO | Advising on securities | 2006-04-10 | 2006-04-22 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-09-25 | 2008-07-02 | Rep | Asset management | 2007-10-31 | 2008-07-02 | Rep | Advising on securities | 2008-11-03 | 2008-11-13 | Rep | Asset management | 2008-11-03 | 2008-11-13 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-02 | Rep | Advising on securities | 2003-06-02 | Rep | Asset management | 2003-06-02 |
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