Lee, Ching Cheong 李政昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on futures contracts | 2005-03-15 | Rep | Advising on securities | 2005-03-15 | Rep | Asset management | 2005-03-15 | RO | Advising on futures contracts | 2010-07-26 | 2011-07-15 | RO | Advising on securities | 2010-07-26 | 2011-07-15 | RO | Asset management | 2010-07-26 | 2011-07-15 | RO | Dealing in securities | 2010-07-26 | 2011-07-15 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-10 | 2005-03-15 |
| 3 | SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | Advising on futures contracts | 2005-03-16 | 2006-09-19 | Rep | Advising on securities | 2005-03-16 | 2006-09-19 | Rep | Asset management | 2005-03-16 | 2006-09-19 | RO | Advising on futures contracts | 2006-09-19 | 2011-07-15 | RO | Advising on securities | 2006-09-19 | 2011-07-15 | RO | Asset management | 2006-09-19 | 2011-07-15 | RO | Dealing in securities | 2007-05-15 | 2011-07-15 |
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