Wheeler, Adrian (SFC:AFV103)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Advising on securities | 2004-12-07 | Rep | Dealing in securities | 2004-02-27 | 2004-12-07 | RO | Advising on securities | 2004-12-07 | 2005-06-10 | RO | Asset management | 2004-12-07 | 2005-06-10 | RO | Dealing in securities | 2004-12-07 | 2005-06-10 | Rep | Advising on securities | 2005-06-10 | 2005-07-08 | Rep | Asset management | 2005-06-10 | 2005-07-08 | Rep | Dealing in securities | 2005-06-10 | 2005-07-08 |
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