Lo, Bonnie Sum Wai 文盧心慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-07-01 | Rep | Advising on securities | 2003-07-01 | Rep | Asset management | 2003-07-01 | Rep | Automated trading services | 2003-07-01 | Rep | Dealing in securities | 2003-07-01 | Rep | Dealing in securities | 2007-06-01 | 2011-04-15 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2011-04-15 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-23 | 2010-08-20 |
| 4 | NewQuest Capital Advisors (HK) Limited | RO | Asset management | 2012-03-08 | 2022-12-31 |
| 5 | TPG Capital, Limited | RO | Advising on securities | 2022-12-30 | RO | Dealing in securities | 2022-12-30 |
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