Chan, Adrian Alan Wan Tsun 陳弘俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Asset management | 2005-01-12 | Rep | Advising on corporate finance | 2005-06-15 | Rep | Advising on securities | 2005-06-15 | Rep | Dealing in securities | 2005-02-16 | 2005-06-15 |
| 2 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-07-15 | 2006-10-09 | Rep | Advising on securities | 2005-07-15 | 2006-10-09 | Rep | Dealing in securities | 2005-07-15 | 2006-10-09 | RO | Advising on corporate finance | 2006-10-09 | 2009-11-28 | RO | Advising on securities | 2006-10-09 | 2009-11-28 | RO | Dealing in securities | 2006-10-09 | 2009-11-28 |
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