Law, Kam Ho 羅錦豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International Securities Limited Rep Dealing in securities 2009-11-11 2010-06-30
2 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2011-10-06 2014-11-24
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2011-10-06 2014-11-24
4 CSC SECURITIES (HK) LIMITED Rep Asset management 2019-10-09 2023-07-10
Rep Dealing in securities 2019-11-19 2023-07-10
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2010-08-30 2011-06-18
6 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-09-09 2006-03-24
Rep Dealing in securities 2010-07-14 2011-06-18
7 MIZUHO SECURITIES ASIA LIMITED Rep Dealing in securities 2006-03-29 2009-11-03
8 SINOPAC SECURITIES (ASIA) LIMITED Rep Advising on securities 2023-07-26
Rep Asset management 2023-07-26
Rep Dealing in futures contracts 2023-07-26
Rep Dealing in securities 2023-07-26
9 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2004-02-12 2005-09-01
10 TOYO SECURITIES ASIA LIMITED Rep Advising on corporate finance 2003-12-22
Rep Advising on securities 2003-12-22
Rep Asset management 2003-12-22
Rep Dealing in securities 2004-02-10
11 WINNINGTON CAPITAL LIMITED Rep Asset management 2014-12-09 2019-08-16

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