Law, Kam Ho 羅錦豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WINNINGTON CAPITAL LIMITED | Rep | Asset management | 2014-12-09 | 2019-08-16 |
| 2 | TOYO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-12-22 | Rep | Advising on securities | 2003-12-22 | Rep | Asset management | 2003-12-22 | Rep | Dealing in securities | 2004-02-10 |
| 3 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-12 | 2005-09-01 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2023-07-26 | Rep | Asset management | 2023-07-26 | Rep | Dealing in futures contracts | 2023-07-26 | Rep | Dealing in securities | 2023-07-26 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-03-29 | 2009-11-03 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-09 | 2006-03-24 | Rep | Dealing in securities | 2010-07-14 | 2011-06-18 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-30 | 2011-06-18 |
| 8 | CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2019-10-09 | 2023-07-10 | Rep | Dealing in securities | 2019-11-19 | 2023-07-10 |
| 9 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-10-06 | 2014-11-24 |
| 10 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2014-11-24 |
| 11 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-11-11 | 2010-06-30 |
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