Yeo, Pei Hse
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Advising on corporate finance | 2006-03-31 | Rep | Dealing in securities | 2006-03-31 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2006-03-31 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2007-03-08 | 2008-06-17 | Rep | Dealing in securities | 2007-03-08 | 2008-06-17 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-03-29 | 2019-09-03 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-09-26 | 2010-07-16 | Rep | Dealing in securities | 2008-09-26 | 2010-07-16 |
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