Lee, Wai Yin (SFC:AFW154) 李偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAGIC COMPASS FUTURES LIMITED | RO | Advising on futures contracts | 2004-03-11 | |
| 2 | MAGIC COMPASS FUTURES LIMITED | RO | Asset management | 2004-03-11 | |
| 3 | MAGIC COMPASS FUTURES LIMITED | RO | Dealing in futures contracts | 2004-03-11 | |
| 4 | Prime Cdex Securities Limited | RO | Advising on securities | 2004-03-11 | |
| 5 | Prime Cdex Securities Limited | RO | Asset management | 2004-03-11 | |
| 6 | Prime Cdex Securities Limited | RO | Dealing in securities | 2004-03-11 |
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