Lau, Stephanie Yin Chi 劉盈志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-12-11 | 2005-09-06 | Rep | Advising on securities | 2003-12-11 | 2005-09-06 | Rep | Dealing in securities | 2005-04-14 | 2005-09-06 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Automated trading services | 2012-06-04 | 2014-03-01 | Rep | Dealing in securities | 2012-06-04 | 2014-03-01 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-08-02 | Rep | Advising on securities | 2003-08-02 | Rep | Automated trading services | 2003-08-02 | Rep | Dealing in securities | 2003-08-02 |
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