Scott, Nicholas Peter (SFC:AFX190)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2007-01-29 | 2007-05-11 | Rep | Asset management | 2007-01-29 | 2007-05-11 | Rep | Dealing in securities | 2007-01-29 | 2007-05-11 | RO | Advising on securities | 2007-05-11 | 2011-08-04 | RO | Asset management | 2007-05-11 | 2011-08-04 | RO | Dealing in securities | 2007-05-11 | 2011-08-04 |
| 2 | Eastspring Investments (Hong Kong) Limited | RO | Advising on securities | 2006-12-05 | RO | Asset management | 2006-12-05 | RO | Dealing in securities | 2006-08-08 | 2006-12-05 |
| 3 | Mackenzie Investments Asia Limited | RO | Advising on securities | 2014-09-15 | RO | Asset management | 2014-09-15 | RO | Dealing in securities | 2019-12-17 |
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