Cheng, Ada Tung Ying 鄭東熒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-13 | Rep | Asset management | 2004-12-13 | Rep | Automated trading services | 2004-12-13 | Rep | Dealing in securities | 2004-12-13 | Rep | Advising on securities | 2005-02-05 |
2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2005-03-15 | 2006-09-09 | Rep | Dealing in securities | 2005-03-17 | 2006-09-09 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-10-09 | 2010-03-31 | Rep | Dealing in futures contracts | 2008-06-10 | 2010-03-31 |
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