Lau, Thomas Wing Yip 劉永業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOSC International Company Limited | Rep | Dealing in securities | 2017-04-06 | 2023-05-17 |
| 2 | BOSC International Securities Limited | Rep | Dealing in securities | 2023-03-16 | 2023-06-14 |
| 3 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-07-16 | 2015-10-07 | Rep | Dealing in securities | 2013-07-16 | 2015-10-07 |
| 4 | M&F Asset Management Limited | Rep | Advising on corporate finance | 2005-03-11 | Rep | Asset management | 2005-03-11 | Rep | Automated trading services | 2005-06-03 | Rep | Advising on securities | 2013-04-25 | Rep | Dealing in securities | 2013-04-25 |
| 5 | METRO CAPITAL FUTURES LIMITED | Rep | Asset management | 2005-03-11 | Rep | Advising on futures contracts | 2013-04-25 | Rep | Dealing in futures contracts | 2013-04-25 |
| 6 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2013-05-10 | 2013-05-24 | Rep | Dealing in securities | 2013-05-10 | 2013-05-24 |
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