Rhee, James Kwanwoo 李寬雨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2021-09-13 | 2022-04-01 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Dealing in securities | 2004-12-09 | Rep | Advising on securities | 2005-06-06 | Rep | Advising on securities | 2006-06-23 | 2008-05-30 |
| 3 | Seres Asset Management Limited | Rep | Asset management | 2016-07-18 | 2017-07-07 | RO | Asset management | 2017-07-07 | 2020-10-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy