Tam, Man Hong (SFC:AFY709) 譚文康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-30 | 2007-02-22 | RO | Advising on corporate finance | 2007-02-22 | 2007-08-06 |
| 2 | BOSC International Company Limited | RO | Advising on corporate finance | 2017-02-07 | 2018-05-31 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2016-02-15 | 2016-04-08 | Rep | Dealing in securities | 2016-02-15 | 2017-01-31 | RO | Advising on corporate finance | 2016-04-08 | 2017-01-31 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2011-12-12 | 2012-03-20 | Rep | Advising on securities | 2011-12-12 | 2012-03-20 | RO | Advising on corporate finance | 2012-03-20 | 2015-07-17 | RO | Advising on securities | 2012-03-20 | 2015-07-17 |
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