Chiu, Chun Pong (SFC:AFY720) 趙振邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2021-05-24 | 2021-07-09 | RO | Advising on corporate finance | 2021-07-09 | 2022-07-03 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-06-12 | 2007-09-22 | Rep | Advising on securities | 2006-06-12 | 2007-09-22 | Rep | Dealing in securities | 2006-06-12 | 2007-09-22 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-02-05 | 2008-12-02 | Rep | Dealing in securities | 2008-02-05 | 2008-12-02 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Asset management | 2004-07-22 | Rep | Advising on corporate finance | 2006-06-01 | Rep | Advising on securities | 2006-06-01 |
| 5 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-09-09 | 2019-02-19 | RO | Advising on corporate finance | 2019-02-19 | 2019-07-19 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2015-09-09 | 2019-02-19 | RO | Advising on securities | 2019-02-19 | 2019-07-19 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-09 | 2019-02-19 | RO | Dealing in securities | 2019-02-19 | 2019-07-19 |
| 8 | Sunny Fortune Capital Limited | RO | Advising on securities | 2020-01-15 | 2020-08-11 | RO | Dealing in securities | 2020-01-15 | 2020-08-11 | RO | Advising on corporate finance | 2020-01-15 | 2021-05-04 | Rep | Advising on securities | 2020-08-11 | 2021-05-04 | Rep | Dealing in securities | 2020-08-11 | 2021-05-04 |
| 9 | TFI Capital Limited | Rep | Advising on corporate finance | 2022-07-14 | 2022-11-18 | RO | Advising on corporate finance | 2022-11-18 |
| 10 | TFI Securities and Futures Limited | RO | Dealing in securities | 2023-02-10 |
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