Lai, King Chi 黎敬之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-07-14 | 2019-03-07 | Rep | Advising on securities | 2014-07-14 | 2019-03-07 | Rep | Dealing in securities | 2014-07-14 | 2019-03-07 | RO | Advising on corporate finance | 2019-03-07 | 2023-07-14 | RO | Advising on securities | 2019-03-07 | 2023-07-14 | RO | Dealing in securities | 2019-03-07 | 2023-07-14 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Asset management | 2004-02-06 | 2005-01-28 | Rep | Advising on corporate finance | 2004-02-06 | 2006-04-01 | Rep | Advising on securities | 2004-02-06 | 2006-04-01 | Rep | Dealing in securities | 2004-02-06 | 2006-04-01 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2013-07-29 | RO | Advising on corporate finance | 2013-07-29 | 2014-03-26 | Rep | Advising on corporate finance | 2023-09-25 |
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