Chow, Man (SFC:AFY865) 周敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hamilton Lane (Hong Kong) Limited | Rep | Advising on securities | 2017-08-09 | Rep | Dealing in securities | 2017-08-09 | Rep | Asset management | 2017-08-09 | 2018-02-27 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-10 | Rep | Advising on securities | 2005-03-10 | Rep | Asset management | 2005-03-10 | Rep | Dealing in securities | 2005-07-27 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-10 | Rep | Asset management | 2005-03-10 | Rep | Dealing in securities | 2005-03-29 | 2005-07-27 |
| 4 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2012-02-08 | 2015-07-03 |
| 5 | Polen Capital HK Limited | Rep | Advising on securities | 2015-07-29 | 2017-06-24 | Rep | Asset management | 2015-07-29 | 2017-06-24 | Rep | Dealing in securities | 2015-07-29 | 2017-06-24 |
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