Chan, Hoi Yan (SFC:AFZ453) 陳凱茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2017-08-08 | 2019-01-17 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-06-12 | 2007-07-24 | RO | Advising on corporate finance | 2007-07-24 | 2008-10-18 |
| 3 | IRIDIUM CAPITAL LIMITED (HK) | Rep | Advising on securities | 2015-07-13 | 2016-04-30 | Rep | Asset management | 2015-07-13 | 2016-04-30 | RO | Advising on securities | 2020-01-08 | 2023-11-03 | RO | Asset management | 2020-01-08 | 2023-11-03 |
| 4 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2004-03-23 | 2006-05-26 |
| 5 | SHUI ON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2024-03-28 | Rep | Asset management | 2024-03-28 |
| 6 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-25 | 2004-03-02 |
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