Sau, Chi Ming (SFC:AFZ692) 修志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SUEZ ASIA HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-07-06 | Rep | Advising on securities | 2005-07-06 | Rep | Asset management | 2005-07-06 | RO | Advising on securities | 2005-07-06 | 2006-01-06 | RO | Advising on securities | 2006-02-13 | 2008-01-01 |
| 2 | TR Advisors Limited | RO | Asset management | 2008-12-02 | RO | Advising on securities | 2022-06-22 | RO | Dealing in securities | 2022-06-22 |
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